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Benefit-based cost allocation for residentially distributed photovoltaic systems in China: A cooperativegame theory approach

Xi LUO, Xiaojun LIU, Yanfeng LIU, Jiaping LIU, Yaxing WANG

《工程管理前沿（英文）》 2021年第8卷第2期页码 271-283 doi: 10.1007/s42524-019-0083-7

摘要： Distributed photovoltaic (PV) systems have constantly been the key to achieve a low-carbon economy in China. However, the development of Chinese distributed PV systems has failed to meet expectations because of their irrational profit and cost allocations. In this study, the methodology for calculating the levelized cost of energy (LCOE) for PV is thoroughly discussed to address this issue. A mixed-integer linear programming model is built to determine the optimal system operation strategy with a benefit analysis. An externality-corrected mathematical model based on Shapley value is established to allocate the cost of distributed PV systems in 15 Chinese cities between the government, utility grid and residents. Results show that (i) an inverse relationship exists between the LCOEs and solar radiation levels; (ii) the government and residents gain extra benefits from the utility grid through net metering policies, and the utility grid should be the highly subsidized participant; (iii) the percentage of cost assigned to the utility grid and government should increase with the expansion of battery bank to weaken the impact of demand response on increasing theoretical subsidies; and (iv) apart from the LCOE, the local residential electricity prices remarkably impact the subsidy calculation results.

关键词： solar photovoltaic cost allocation cooperative game theory Shapley value mixed-integer linear programming levelized cost of energy

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Sliding window games for cooperative building temperature control using a distributed learning method

Zhaohui ZHANG, Ruilong DENG, Tao YUAN, S. Joe QIN

《工程管理前沿（英文）》 2017年第4卷第3期页码 304-314 doi: 10.15302/J-FEM-2017045

摘要： In practice, an energy consumer often consists of a set of residential or commercial buildings, with individual units that are expected to cooperate to achieve overall optimization under modern electricity operations, such as time-of-use price. Global utility is decomposed to the payoff of each player, and each game is played over a prediction horizon through the design of a series of sliding window games by treating each building as a player. During the games, a distributed learning algorithm based on game theory is proposed such that each building learns to play a part of the global optimum through state transition. The proposed scheme is applied to a case study of three buildings to demonstrate its effectiveness.

关键词： game theory demand response HVAC control multi-building system

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An application of game theory in distributed collaborative decision making

Angran XIAO

《机械工程前沿（英文）》 2019年第14卷第1期页码 85-101 doi: 10.1007/s11465-019-0523-4

摘要： In a distributed product realization environment, new paradigms and accompanying software systems are necessary to support the collaborative work of geographically dispersed engineering teams from different disciplines who have different knowledge, experience, tools and resources. To verify the concept of collaboration by separation, we propose a generic information communication medium to enable knowledge representation and exchange between engineering teams, a digital interface. Across digital interfaces, each engineering team maintains its own perspective towards the product realization problem, and each controls a subset of design variables and seeks to maximize its own payoff function subject to individual constraints. Hence, we postulate the use of principles from game theory to model the relationships between engineering teams and facilitate collaborative decision making without causing unnecessary information exchange or iteration across digital interfaces. A product design and manufacturing scenario is introduced to demonstrate the efficacy of using game theory to maintain a clean interface between design and manufacturing teams.

关键词： collaboration distributed product realization game theory digital interface

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Developing a new model for simultaneous scheduling of two grand projects based on game theory and solving

Loghman PIRI, Vahidreza GHEZAVATI, Ashkan HAFEZALKOTOB

《工程管理前沿（英文）》 2022年第9卷第1期页码 117-134 doi: 10.1007/s42524-020-0115-3

摘要： Grand infrastructure projects, such as dam, power plant, petroleum, and gas industry projects, have several contractors working on them in several independent sub-projects. The concern of reducing the duration of these projects is one of the important issues among various aspects; thus, our aim is to fulfill the requirements by using the game theory approach. In this study, a mixed-integer programming model consisting of game theory and project scheduling is developed to reduce the duration of projects with a minimum increase in costs. In this model, two contractors in successive periods are entered into a step-by-step competition by the employer during dynamic games, considering an exchange in their limited resources. The optimum solution of the game in each stage are selected as the strategy, and the resources during the game are considered to be renewable and limited. The strategy of each contractor can be described as follows: 1) share their resources with the other contractor and 2) not share the resources with the other contractor. This model can act dynamically in all circumstances during project implementation. If a player chooses a non-optimum strategy, then this strategy can immediately update itself at the succeeding time period. The proposed model is solved using the exact Benders decomposition method, which is coded in GAMS software. The results suggest the implementation of four step-by-step games between the contractors. Then, the results of our model are compared with those of the conventional models. The projects’ duration in our model is reduced by 22.2%. The nominal revenue of both contractors has also reached a significant value of 46078 units compared with the relative value of zero units in the original model. Moreover, we observed in both projects the decreases of 19.5%, 20.9%, and 19.7% in the total stagnation of resources of types 1, 2, and 3, respectively.

关键词： project scheduling resource leveling between projects constrained resources game theory Benders decomposition

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impact of government incentives and penalties on willingness to recycle plastic waste: An evolutionary gametheory perspective

Zhen Wang, Jiazhen Huo, Yongrui Duan

《环境科学与工程前沿（英文）》 2020年第14卷第2期 doi: 10.1007/s11783-019-1208-2

摘要： • Punishments increase the participation probability of collectors and recyclers. • Policy-sponsored incentives make collectors and recyclers to participate earlier. • Recyclers are more sensitive to government punishments than collectors. Because governments have introduced policies involving incentives and penalties to promote the recycling of plastic waste, it is important to understand the impact of such incentives and penalties on the willingness of stakeholders to participate. In this study, government is included as a player, alongside waste collectors and recyclers, in a tripartite evolutionary game model of plastic waste recycling. The study explores the evolutionary equilibrium and performs a simulation analysis to elucidate the effect of government incentives and penalties on the willingness of other players to participate in recycling. Three conclusions are drawn from this research. First, an increase in incentives or in penalties increases the probability that collectors and recyclers will participate in the recycling process. Second, policy support incentives encourage collectors and recyclers to participate in plastic waste recycling earlier than subsidy incentives do. Finally, recyclers are more sensitive than collectors to government-imposed penalties.

关键词： Plastic waste Recycle Reuse Government incentives Government penalties Evolutionary game

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on the ecological compensation standard of the basin pollution control project based on evolutionary gametheory and by taking Xiangjiang River as a case

Dongbin HU, Huiwu LIU, Xiaohong CHEN, Yang CHEN

《工程管理前沿（英文）》 2019年第6卷第4期页码 575-583 doi: 10.1007/s42524-019-0044-1

摘要： Ecological compensation is a new resource and environment management model. As one of the main areas for implementing ecological compensation policies, basin ecological compensation has become an important measure for encouraging basin pollution control projects and improving the quality of regional economic development. By applying the basic game analysis of evolutionary game theory and building an evolutionary game model with a “reward–punishment” mechanism, this paper compares the interest-related decision-making behaviors of the upstream and downstream stakeholders of basin ecological compensation. By using data on the water quality of Xiangjiang River Basin, this paper calculates the rewards and penalties in different intervals by building a parametric regression mathematical model and employing the local linear regression method. Results show that a decline in water quality should be fined RMB 925500 yuan, an improvement in water quality should be awarded RMB 1227800 yuan, and a deteriorating water quality should be severely fined RMB 5087600 yuan.

关键词： evolutionary game ecological compensation standard Xiangjiang River Basin

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基于敲出障碍期权和博弈理论的项目投资决策分析

吴云,何建敏

《中国工程科学》 2005年第7卷第9期页码 44-48

摘要：

阐述了实物期权的基本原理和敲出障碍期权的内涵及其定价求解，提出了基于敲出障碍期权的实物期权定价方法和博弈理论的项目投资决策分析，分析了双寡头市场结构下的项目投资决策，给出了算例分析。

关键词：敲出障碍期权实物期权博弈理论投资决策

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海洋维权的博弈问题

王磊,陈华,康美泽,马晓川

《中国工程科学》 2019年第21卷第6期页码 80-86 doi: 10.15302/J-SSCAE-2019.06.015

摘要：

本文以博弈论观点探讨海洋维权问题，包括海洋维权在处理海洋争端中的作用和地位，我国海洋维权博弈的性质、方向及博弈要素。当前阶段，推动海洋维权博弈微观化、事务性处理，从维权斗争向联合管治方向发展符合我国的国家利益。将作为海洋维权“斗争前线”的海上维权区分为“争议海区进入”“渔船越界维权”“非合作渔业博弈模型”3类基本博弈过程，分别开展博弈分析，据此研判我国海上维权力量建设的重点方向。研究表明：提高海洋产业科技水平、发展维权技术手段可以有效改变博弈收益，从而实现有利的博弈均衡；发展高技术干扰手段、水下防护技术、海洋广域监视技术和远海渔业开发技术，是在重复博弈过程中获得优势地位的重要保障。

关键词：海洋维权博弈海上维权技术联合国海洋法公约

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基于信息不对称的工程项目主体行为三方博弈分析

向鹏成,任宏

《中国工程科学》 2010年第12卷第9期页码 101-106

摘要：

在分析项目主体之间博弈关系的基础上，建立了一般项目和政府投资项目行为主体三方之间的行为博弈模型，分析了博弈混合策略纳什均衡解。最后从建立完善的建设管理制度、事先监督机制与事后惩罚机制、激励机制与约束机制等方面提出了规范项目主体行为的具体对策。

关键词：信息不对称工程项目主体行为风险风险管理博弈论

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Optimal production strategy for auto manufacturers with government subsidies in competitive environments

《工程管理前沿（英文）》 doi: 10.1007/s42524-023-0261-5

摘要： Using the Hotelling model and evolutionary game theory, this paper studies the optimal production strategy of duopoly auto manufacturers and explores the impacts of two government policies (manufacturer and consumer subsidies) on strategies related to the production of electric vehicles (EVs) or fuel vehicles (FVs). The study finds that consumers’ environmental preferences have direct effects on manufacturers’ market shares and profits, which in turn, affect the manufacturers’ production strategy selection. Specifically, when consumer environmental preference is sufficiently high, both auto manufacturers will eventually choose to produce EVs; when it is moderate, only one with a cost advantage will choose to produce EVs. Finally, when it is low, neither auto manufacturer will produce EVs. The findings further reveal that the more significant the difference in EV production costs is, the more inclined auto manufacturers are to choose a different final stable strategy. Regardless of whether the government subsidizes manufacturers or consumers, the policy only works if subsidies reach a certain threshold. The study also identifies the conditions under which government subsidies are considered more cost-effective.

关键词： supply chain management low-carbon emission electric vehicle subsidy evolutionary game theory

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Improving the resilience of maritime supply chains: The integration of ports and inland transporters in duopoly markets

《工程管理前沿（英文）》页码 51-66 doi: 10.1007/s42524-022-0231-3

摘要： The adverse impact of the outbreak of COVID-19 has reduced ports’ operational efficiency. In addition, ports and inland logistics providers are generally independent of each other and difficult to work together, which leads to time loss. Thus, as the core player, ports can integrate with inland logistics providers to improve the efficiency and resilience of maritime supply chains. This study examines the strategic options of two competing maritime supply chains consisting of ports and inland logistics providers. We investigate the impact of cooperation between ports and inland logistics providers and government regulation on the maritime supply chain by comparing members’ optimal pricing and overall social welfare under centralized, decentralized, and hybrid scenarios. Results indicate that the hybrid scenario is an equilibrium strategy for maritime supply chain, although this strategy is not optimal for governments seeking to improve supply chain resilience and maximize social welfare. Furthermore, observations show that through government economic intervention, both seaborne supplies can be incentivized to adopt an integrated strategy, and business and society can achieve a win–win situation.

关键词： resilience Hotelling model social welfare maritime supply chain game theory

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基于多智能体微分博弈的数据驱动协同一致控制 Research Article

石宇1,化永朝2,于江龙1,董希旺1,2,任章1

《信息与电子工程前沿（英文）》 2022年第23卷第7期页码 1043-1056 doi: 10.1631/FITEE.2200001

摘要：本文研究了多智能体微分博弈问题及其在协同一致控制中的应用。提出系统化的多智能体微分博弈构建和分析方法，同时给出一种基于强化学习技术的数据驱动方法。首先论证了由于网络交互的耦合特性，典型的分布式控制器无法充分保证微分博弈的全局纳什均衡。其次通过定义最优对策的概念，将问题分解为局部微分博弈问题，并给出局部纳什均衡解。构造了一种无需系统模型信息的离轨策略强化学习算法，利用在线邻居交互数据对控制器进行优化更新，并证明控制器的稳定性和鲁棒性。进一步提出一种基于改进耦合指标函数的微分博弈模型及其等效的强化学习求解方法。与现有研究相比，该模型解决了多智能体所需信息的耦合问题，并实现分布式框架下全局纳什均衡和稳定控制。构造了与此纳什解对应的等价并行强化学习方法。最后，仿真结果验证了学习过程的有效性和一致控制的稳定性。

关键词：多智能体系统；微分博弈；一致控制；数据驱动；强化学习

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巨项目的有效大系统

任宏,曾德珩,张巍,张建高

《中国工程科学》 2012年第14卷第12期页码 75-80

摘要：

巨项目系统属于复杂系统的范畴，过度复杂的系统构成增加了巨项目管理的难度。提出有效大系统，目的在于通过对巨项目系统规模、范围、要素的确定与精简，实现巨项目管理效率的提高与目标的达成。本文首先界定了有效大系统的定义及其有效性来源，然后利用模糊关系矩阵模型提出了该系统内要素贡献度与关联度的判断方法，最后采用合作博弈的优超模型解决要素间的协调问题。

关键词：巨项目有效大系统贡献度关联度合作博弈

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通讯式学习——统一的机器学习模式 Review

袁路遥, 朱松纯

《工程（英文）》 2023年第25卷第6期页码 77-100 doi: 10.1016/j.eng.2022.10.017

摘要：

In this article, we propose a communicative learning (CL) formalism that unifies existing machine learning paradigms, such as passive learning, active learning, algorithmic teaching, and so forth, and facilitates the development of new learning methods. Arising from human cooperative communication, this formalism poses learning as a communicative process and combines pedagogy with the burgeoning field of machine learning. The pedagogical insight facilitates the adoption of alternative information sources in machine learning besides randomly sampled data, such as intentional messages given by a helpful teacher. More specifically, in CL, a teacher and a student exchange information with each other collaboratively to transmit and acquire certain knowledge. Each agent has a mind, which includes the agent's knowledge, utility, and mental dynamics. To establish effective communication, each agent also needs an estimation of its partner's mind. We define expressive mental representations and learning formulation sufficient for such recursive modeling, which endows CL with human-comparable learning efficiency. We demonstrate the application of CL to several prototypical collaboration tasks and illustrate that this formalism allows learning protocols to go beyond Shannon's communication limit. Finally, we present our contribution to the foundations of learning by putting forth hierarchies in learning and defining the halting problem of learning.

关键词： Artificial intelligencehine Cooperative communication Machine learning Pedagogy Theory of mind

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认知无线网络中一种基于投影梯度的多用户功率控制方法 None

Yun-zheng TAO, Chun-yan WU, Yu-zhen HUANG, Ping ZHANG

《信息与电子工程前沿（英文）》 2018年第19卷第3期页码 367-378 doi: 10.1631/FITEE.1700067

摘要： 5G网络被认为能够支持未来爆炸性增长的数据需求，这主要得益于不断增长的高速移动用户数量以及人与物之间的交互预期。认知无线电（cognitive radio, CR）是提高频谱利用率的有效技术之一，可适应日益增长的数据流量和稀缺的频谱资源。本文研究了基于衬垫式频谱共享的认知无线网络中的次用户功率控制问题。与现有文献大多通过假设单一主用户或者单一信道来简化问题不同，本文研究了多主用户多次用户多信道这一更符合实际的场景。我们将功率控制问题描述为一个具有耦合约束的非合作博弈，其帕累托最优性和最大次网络吞吐量可通过纳什均衡解得。为得到该纳什均衡解，首先提出一种基于投影梯度的动态模型，证明该模型的平衡点等价于原博弈的纳什均衡，并提出一种集中式算法求解该平衡点。仿真结果验证了所提出算法的收敛性、有效性和优势，并且在网络规模增大的情况下验证了算法的鲁棒性。

关键词：认知无线网络；多用户功率控制；非合作博弈；纳什均衡；投影梯度

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标题作者时间类型操作

Benefit-based cost allocation for residentially distributed photovoltaic systems in China: A cooperativegame theory approach

Xi LUO, Xiaojun LIU, Yanfeng LIU, Jiaping LIU, Yaxing WANG

期刊论文

Sliding window games for cooperative building temperature control using a distributed learning method

Zhaohui ZHANG, Ruilong DENG, Tao YUAN, S. Joe QIN

期刊论文

An application of game theory in distributed collaborative decision making

Angran XIAO

期刊论文

Developing a new model for simultaneous scheduling of two grand projects based on game theory and solving

Loghman PIRI, Vahidreza GHEZAVATI, Ashkan HAFEZALKOTOB

期刊论文

impact of government incentives and penalties on willingness to recycle plastic waste: An evolutionary gametheory perspective

Zhen Wang, Jiazhen Huo, Yongrui Duan

期刊论文

on the ecological compensation standard of the basin pollution control project based on evolutionary gametheory and by taking Xiangjiang River as a case

Dongbin HU, Huiwu LIU, Xiaohong CHEN, Yang CHEN

期刊论文

基于敲出障碍期权和博弈理论的项目投资决策分析

吴云,何建敏

期刊论文

海洋维权的博弈问题

王磊,陈华,康美泽,马晓川

期刊论文

基于信息不对称的工程项目主体行为三方博弈分析

向鹏成,任宏

期刊论文

Optimal production strategy for auto manufacturers with government subsidies in competitive environments